Independent SEC-Registered Fiduciary
Corporate Retirement Plans

Independent 401(k) Fiduciary Leadership

Charter Wealth Management’s mission is to provide plan sponsors with objective independent advice and a roadmap for corporate plan success.

Blending Corporate Design & Participant Success

For our corporate retirement clients, our consultative approach blends together the two core focuses of modern 401(k) retirement plan administration:

Corporate Plan Design
  • Maximizing tax deferral benefits
  • Improving Department of Labor (DOL) compliance
  • Minimizing total plan administrative expenses
Participant Success
  • Maximizing participation & deferral rates
  • Improving investment option quality & diversification
  • Reducing investment fund expense ratios

Why Work With an Independent Fiduciary?

As an independent firm we do not represent any product providers. We represent our client’s interests and work collaboratively with plan committees to design the best plan to fit their unique situation.

Conflict-Free Advice

  • • No service provider restrictions
  • • No proprietary fund mandates

Transparent Fee Disclosure

  • • No fee sharing with providers
  • • No finder's fees or kickbacks

Fiduciary Support

  • • Prudent process for managing plan
  • • Reduced plan sponsor liability

Download Fiduciary Guidelines

Access our 3(21) vs 3(38) brief and plan sponsor compliance tools.

Visit Fiduciary Hub
Complimentary Study

Free 401(k) Fee & Fiduciary Benchmark

ERISA requires plan sponsors to benchmark plan fees against market peers. Request our complimentary benchmarking report in under 2 minutes.

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